original article

Oman Medical Journal [2015], Vol. 30, No. 1:17–25

The Cystic Fibrosis Symptom Progression Survey (CF-SPS) in Arabic: A tool for monitoring patients’ symptoms

Catherine Norrish1*, Mark Norrish1, Uwe Fass1, Majid Al-Salmani1, Ganji Shiva Lingam2, Fiona Clark2 and Hebal Kallesh2

1Oman Medical College, Sohar, Oman

2Sohar Regional Teaching Hospital, Sohar, Oman

article info

abstract

Objective: Our study aimed to develop a survey that could be used by nurses during regular cystic fibrosis (CF) clinic visits, providing clinicians with a standardized means of longitudinally assessing and monitoring symptom progression in their patients. In addition, the use of this survey would provide an opportunity for patient engagement and relationship building, thereby enhancing patient education and improving adherence to treatment. This is the first such survey designed specifically for use in Arab populations. Methods: The Cystic Fibrosis Symptom Progression Survey (CF-SPS) was developed using previously published patient reported outcomes relating to pulmonary exacerbations in CF. It contains 10 items that provide a patient-focused account of symptoms. The survey was translated into Arabic and was completed by 12 patients on 139 occasions over 22 months. The psychometric properties of the survey were evaluated, as was the relationship between the survey findings and other known clinical measures of health status in CF. Results: The CF-SPS performs well as a psychometrically valid clinical tool, with good internal consistency as determined by Cronbach’s alpha analysis. Our results suggest that the CF-SPS is able to identify significant declines in health status in line with routine clinical patient assessment (chest sounds, body mass index and admissions). As such it is a useful tool that can support clinical decision making in the care of Arabic speaking CF patients. Conclusion: We recommend the CF-SPSa (Arabic version) as a valid tool for the longitudinal monitoring of symptom progression in CF in Arabic speaking populations.

Cystic Fibrosis (CF) is an autosomal recessive disease and occurs in the Caucasian population with a prevalence of 1:25001 making it one of the most common genetic disorders in this population. CF affects mucus-producing organs and presents predominantly with respiratory and gastrointestinal symptoms.2 The disease is clinically characterized by chronic airways infection and inflammation, resulting in lung fibrosis and progressive loss of pulmonary function. Lung disease is believed to be the leading cause of 90% of deaths in patients with CF.3 A failure to thrive is a result of pancreatic insufficiency and subsequent malabsorption of nutrients, resulting in reduced weight gain and difficulties in
maintaining body weight.4-8

Medical care concepts have advanced in Europe and Northern America, where specialized CF centers provide holistic CF care. The advanced care concepts, developed over the last four decades, have contributed to an increase in life expectancy from only six months in 1959 to around 30 years by 2003. Where optimum CF care is available the predicted median survival is now more than 50 years.9-11 Some of these advances in CF care are yet to be realized in Oman. The current average life expectancy for people with CF in the North Al Batinah region was recently reported as only 10.5 years.12 In addition, there is limited research available on the perceived impact of CF on daily life from the patients perspective, nor is there research on the cultural/ethnic and socio-economic factors that influence attitudes to health and disease with respect to CF care in Oman.

A central part of CF care is the prevention, diagnosis, and treatment of acute pulmonary exacerbations (PEx). They are clinically characterized by a significant increase in respiratory symptoms such as increased sputum production, increased cough, and difficulty breathing as well as decreased appetite and weight loss. These recurring episodes impact significantly on health status.13 Liou et al,14 reported that each PEx was found to significantly decrease survival using a five-year survival prediction model. It has been shown that lung function may not return to baseline after a PEx suggesting overall decline
in lung health.3

In several studies the best predictors of a PEx were signs and symptoms rather than physical examination and laboratory results.15 Additionally, there appears to be a move away from clinician-centered symptom definitions of PEx, as described by Dakin et al,16 towards patient-reported outcomes (PROs) in order to find a standardized patient-derived symptom definition and exacerbation score.17-19 In one recent study, the top triggers for seeking treatment for a PEx, reported by adults, adolescents, and parents of young children, were constant cough, increased thick dark sputum, shortness of breath, fatigue, chest pain, reduced activity, and poor appetite.18 This symptom cluster is similarly reported by adults and
children with CF.20

PROs are now believed to be an essential part of patient-centered care and have been used to evaluate drugs, to assess and track the effects and progress of a disease on different aspects of patients functioning and for developing individual treatment plans.21,22 A well-established PRO, the Cystic Fibrosis Questionnaire-Revised Respiratory Symptoms Scale (CFQ-RRSS), has recently been used to evaluate respiratory symptoms in CF in order to establish the efficacy of inhaled antibiotics over 18 months.23 Jarad et al, developed a simple new respiratory symptom scoring system for adults with CF for assessing symptoms at the start and end of each PEx, but this questionnaire only assesses four respiratory symptoms, which may not capture the full range of symptoms in CF.24 Another tool for assessing respiratory symptoms in children, adolescents, and adults is the 16-item Cystic Fibrosis Respiratory Symptom Diary (CFRSD), which focusses on the eight most frequently cited and burdensome symptoms.18 Additionally, the CFRSD includes eight items related to the impact on daily life and the emotional impact of the disease. Appetite was not included in the questionnaire as it was not considered respiratory in nature, despite the fact that lack of appetite was cited twice as often as other items such as fever which was included in the questionnaire. Interestingly, a recent study found that lack of appetite was one of the most common symptoms associated with the onset of an exacerbation in children and adults with CF suggesting that regularly assessing appetite as part of a symptom survey could give valuable insight
into health status.20

In our local setting, we observed that patient compliance/non-compliance influenced the speed of disease progression, treatment, and, ultimately, outcome. It is of particular interest that patients with the same genotype exhibit different levels of disease severity suggesting there are other factors at work. It is likely that a holistic approach that provides an individualized approach to CF care will be of particular merit in Oman, where regular monitoring and tracking of an individual’s symptoms may contribute to a slowing of symptom progression and an increase in quality of life.25

The aim of the study was to develop a simple survey that could be used by a nurse during regular CF clinic visits. This survey would have two primary roles, firstly to provide clinicians with a standardized means of longitudinally assessing and monitoring the progressive health status of individual children with CF and secondly, through its regular use and repetition of the survey, provide an opportunity for patient engagement and relationship building. It was also hoped that this individualized and longitudinal approach to symptom progression would enhance patient education and facilitate improved adherence to treatment, thereby improving quality of life for Omani children with CF.

Methods

A total of 12 children with CF ranging from the age of five months to 15 years (mean age: six years) were assessed using the Cystic Fibrosis Symptom Progression Survey (CF-SPS) during routine outpatient visits to the main hospital serving the North Al Batinah region. Participants who attended less than six times during the study period were excluded from the data analysis. Children under the age of nine were assessed by proxy, usually the mother, and all children were encouraged to share their opinions about their symptoms.

Part 1: Survey Development

The items considered for inclusion in the CF-SPS were identified through a detailed literature search of studies relating to PEx in CF. These included the various symptom parameters that were used in defining a PEx7,16,17,20,26-28 and CF PRO,21,29,30 as well as factors involved in CF lung disease and nutrition.4-6,8,31-33 The various existing questionnaires and scoring systems in CF such as the CFQ-RRSS and the CFRSD were also reviewed.34

Since this survey was being designed to be used regularly with patients, only items that could be reasonably reported by patients (or their proxy) were considered. A preliminary thematic content analysis of the items identified in the literature review revealed 10 items that were frequently associated with PEx, and therefore symptom progression, in CF. These included seven respiratory-related items: cough frequency, condition of child during coughing, description of child’s coughing episodes, amount of sputum, colour of sputum, effort of breathing, and short/shallow/fast breathing and three generic items: level of activity, usual appetite, and recent changes in appetite.

Responses to each item were in the form of either a visual analogue scale or a Likert scale. The survey score was then transformed linearly to a 100-point scale, with higher scores indicating higher symptom severity, revealing a significant decline in health status, and thus an increased likelihood of a PEx. Where appropriate pictures were added to maximize face validity and make it user-friendly particularly for the younger participants. The survey was translated into Arabic by a native speaker with a postgraduate level of English, using the iterative forward-backward translation sequence.35 All of the data presented here was completed using the Arabic version of the CF-SPS.

The CF-SPS was administered using a nurse-led individualized and informal interview style approach. This took the form of a two to five minute discussion with the patient or their proxy. In many instances the survey items were read aloud to the parent by the nurse, as some of the parents did not have educational ability to read through the items clearly. The temporal focus of the CF-SPS is to report symptoms within the previous one week.

Table 1: Glossary of psychometric terms.

Principal component analysis (PCA)

A multivariate statistical technique that, essentially, reduces a correlation matrix into a few major pieces. It describes which variables “go together” and aims to extract principal components to condense as much of the total variation in the data as possible with a minimum number of components.

Factor loading

In factor analysis this describes the correlation between one of the variables and the factor. It selectivity differentiates individuals with a high occurrence of the construct from persons with a low occurrence of that construct.

Kolmogorov-Smirnov test

A statistical test that determines whether the distribution of a variable is different from the normal distribution.

Homogeneity (Cronbach’s alpha)

A measure of the consistency of a test scale; it examines whether all items of a scale measure the same construct.

Mahalanobis distance

Analysis of the psychometric properties of the CF-SPS included face validity (determination of whether the questions are clearly worded and understood by patients). Internal scale consistency was also assessed using Cronbach’s alpha coefficient and confirmatory factor analysis, using a principle component analysis with varimax rotation, to determine scale component properties.

For the reliability and factorial analysis, each survey completion was considered as an independent sample. While it is statistically desirable for the psychometric analysis involved in survey development to be based on a large sample of individuals there are often constraints imposed by contextual and clinical factors. For example, the sample used here constitutes all patients with CF who make use of the local regional hospital. In addition, tests of variability, such as the Kolmonogorov-Smirnov test, and tests of collinearity (see Table 1 for glossary of psychometric terms) was conducted to ensure that the non-independent data did not unduly influence the reliability analysis and interpretation.

Part 2 : Survey Use

The CF-SPS is a patient-focused account of symptoms. In order to have clinical relevance it is important to compare it with objective clinical measures done during the same visit. For this study, the clinical measures used as dependent variables were: the patient’s body mass index (BMI) percentile,36 assessment of chest sounds, and whether the child was admitted to hospital for treatment of PEx (with intravenous (IV) antibiotics). Chest sounds were assessed by auscultation using a standardized scoring scale from 0 to 12, based on the presence or absence of lung sounds in the six lung fields (front and back), with 0
indicating “clear” lungs.

The CF-SPS was completed for every occasion that a child with CF visited the clinic. Symptoms among CF sufferers vary according to a wide range of factors including, disease severity, age, general health status, and adherence. Therefore, it is important to use an individualized approach to patient monitoring. In order to facilitate this, a baseline was determined for each patient on the basis of the mean of the patient’s four lowest CF-SPS scores during the study. In order to derive a range for the normal variation in symptom severity, the five patients with the most stable CF-SPS scores over a six-month period were selected. The normal variation range was defined as twice the standard deviation (SD) of the scores from these five stable patients. None of these patients experienced a PEx during this period. This range equated to a 10-point variation in the CF-SPS score.

An individual’s normal variation during a period of stable symptom expression was therefore defined as 10 points above and below their baseline. This will be referred to as the green zone. Therefore, survey scores that occurred within the green zone were considered to be acceptable and not indicative of new intervention. The area above the green zone will be referred to as the red zone, within which, scores were considered significant declines in health status. A score in the red zone will be referred to as a spike.

Comparison between the CF-SPS and the other clinical measures used as dependent variables was made using standardized inferential and relational statistics (t-test, Chi-square test, and Pearson's correlation), and performed using the SPSS statistical package. The project was approved by the Institutional Review Board of Oman Medical College and the Ethical Committee of the Ministry of
Health of Oman.

Results

Table 2: Construct and reliability analysis of the ten items included in the survey.

Symptoms

Cronbach’s alpha coefficient

if item deleted

Factor loadings

Amount of sputum

0.71

0.63

Color of sputum

0.75

0.35

Condition/state of child during coughing

0.72

0.67

Description of child’s coughing episodes

0.75

0.41

Cough frequency

0.72

0.69

Effort of breathing

0.71

0.76

Short, shallow, fast breathing

0.72

0.69

Level of activity

0.74

0.57

Recent changes in appetite

0.73

0.51

A total of 12 pediatric CF patients were included in the study and a total of 139 CF-SPS were completed. During the study period (November 2011–September 2013), there were 17 admissions for PEx. Patient demographics are given in
Table 2. The average age on first visit was six years (range: five months to 15 years). There were five males and seven females. The average sweat chloride level was 98.60 (SD 6.90) and fecal elastase level 110.80 (SD 7.60). The genetic profile of patients with CF has been reported previously.37

Part 1: Survey Development

The CF-SPS has good internal consistency with a Cronbach’s alpha coefficient (C-alpha) of 0.76. In addition, all items are independently worthy of inclusion in the CF-SPS. The greatest increase in C-alpha would result from removing the item on “usual appetite”, but this would lead to a rise of only 0.002 in internal consistency, therefore all 10 items were maintained.

As with most clinical data most of the items in this survey are non-parametric and displayed significant skew. This is to be expected since the desirable distribution for clinical datasets is usually a skewed sample in favor of a healthy status. Multivariate, non-parametric outlier analysis showed that this data did not include any significant outliers with Mahalanobis distance showing no items with a probability less than 0.001 (for the 10 items).

In addition, factor analysis suggests that it is reasonable to consider the CF-SPS as a single construct. Principle component factor analysis indicated that the item loadings for all 10 questions were greater than 0.30 for the first component of the construct [Table 2].

An analysis of missing cases showed that for two items there was a significant increase in missing data. These two items both involved sputum symptoms. Some participants were not habitually expectorating sputum, but would rather swallow it. For this reason several participants did not complete these two items: color and amount of sputum. This preference for non-expectoration of sputum has been previously noted in the literature.38,39 The internal consistency of a partial CF-SPS with these two items removed was nearly identical to the full scale indicator of reliability (C-alpha=0.75). Since these two items seem to contribute to the same single factor construct as the other eight items it was decided that for patients who could not answer these questions the remaining eight items would be transformed linearly to a 100-point scale, to allow for comparison to be made.

Figure 1: Cystic fibrosis health diagrams showing the Cystic Fibrosis Symptom Progression Survey (CF-SPS) score of three patients during the study period. The green (base) zone for each individual is shown. (a) Patient showed a stable pattern and favorable health status with no admissions or suspected acute pulmonary exacerbations (PEx). (b) The patient was stable but showed a suspected spike. The patient was not admitted for PEx. In contrast (c) shows a patient who exhibits an erratic pattern and unfavorable health status with two spikes (scores in the red zone) corresponding with admissions for PEx.

Part II: Survey Use

Analysis of CF-SPSs obtained during clinic visits allowed us for the first time to plot and track the longitudinal course of pulmonary function, as shown in Figure 1. Two distinct patterns emerged, a consistent pattern characteristic of a stable health status and an erratic pattern representing an unstable health status. A CF patient with a controlled and stable health status will have a longitudinal CF-SPS profile that falls largely within the green zone, as seen in Figure 1a. In contrast, Figure 1c showed a longitudinal CF-SPS profile from an unstable patient, with an erratic fluctuating pattern, defined by frequently occurring spikes in the red zone. These red zone spikes are the result of an increase in symptom severity and represent periods of worsening health status. Interestingly, the spikes often coincide with clinician-diagnosed PEx experienced by the patient, represented by the arrows in Figure 1c.

The CF-SPS that were associated with admission were significantly higher compared to those not associated with admission (t(1,132)=6.3, p<0.001) with mean scores of 52.7 and 34.4, respectively. Thus a higher CF-SPS score is a useful indicator of likelihood for hospital admission and PEx.

Chi-square analysis shows that this frequency data [Figure 2] is significantly different from that expected from a null hypothesis (Χ2=25.7, p<0.001). Specifically, red zone spikes are associated with hospital admission. We observed that 88 green zone surveys were coupled with no admission and only two admissions associated with green zone surveys. Of the 46 red zone spikes 15 were associated with admission for PEx while, surprisingly, no admissions occurred in 31 of the visits in which a spike was identified. Eleven out of the 12 participants experienced at least one red zone spike in CF-SPS during the study period.

Figure 2: Mean Cystic Fibrosis Symptom Progression Survey (CF-SPS) scores for hospital admissions. The colors on the figure represent the total proportions of the CF-SPS that were in the green or red zones. The admissions frequency table is shown to the left.

A similar significant relationship was established between the CF-SPS score and chest sound scores when analyzed by Pearson’s correlation (R2=0.45, p<0.001). In addition, using a t-test to test the difference in chest sound scores between green zone and red zone CF-SPS score, showed that there were significantly worse chest sounds for survey scores in the red zone (t(1,112)=5.65, p<0.001) with a mean chest sound score of 4.10 for surveys in the red zone and 0.90 for surveys in the green zone.

Using Pearson’s correlation we observed a significant negative correlation between CF-SPS score and BMI (R2=-0.42, p<0.001). Figure 3 illustrates that a low BMI percentile is associated with a higher CF-SPS score as highlighted by the solid trend line. It appears that those patients with lower BMI percentiles are more susceptible to respiratory symptoms including PEx. However, no significant correlation was found between BMI percentiles and admissions. So while CF-SPS is predictive of an admission, a low BMI was not predictive of admission for PEx. Admissions compared to non-admissions appear to be associated with significantly higher CF-SPS scores illustrated by the higher dashed trend line.

Figure 3: A scatter graph showing the relationship between body mass index (BMI) percentiles and Cystic Fibrosis Symptom Progression Survey (CF-SPS) scores. Crosses indicate non-admissions with the solid line displaying the corresponding trend line. Red diamonds indicate an admission, with the trend line for admissions shown by the broken line.

Discussion

The CF-SPS performs well as a psychometrically valid clinical tool. In addition to patient satisfaction as a measure of face validity, it also shows good internal scale consistency and reliability. Thus we recommend the CF-SPSa (Arabic version) as a valid tool for the longitudinal monitoring of symptom progression in CF in Arabic speaking populations.

Our results suggest that the CF-SPS is able to identify significant declines in health status in line with routine clinical patient assessment. We observed that CF-SPS scores were found to be significantly higher in patients who were admitted. Patients with chest sounds indicative of chest infection also displayed higher CF-SPS scores. The majority of CF-SPS scores in the green zone were associated with no admission, suggesting that the survey is also able to identify periods of
stability in health.

Systematic and longitudinal use of the CF-SPS for each patient can provide valuable individual and cohort information that may not have been identified previously. These individual health profiles are a valuable addition to the clinician during clinic visits. Participants who exhibit an erratic or unfavorable health pattern in their CF-SPS scores can be identified as “at risk” and perhaps requiring further investigation to identify contributing factors such as non-compliance, lack of knowledge, or nutritional deficiencies. Conversely, the treatment regime for a patient who exhibits a consistently low CF-SPS score with a stable pattern could be considered as adequate and low risk.

Our study also confirms a strong link, which is well documented, between nutritional status and lung health.4,6,31,32 We found that a low BMI was associated with a higher CF-SPS score. On average our participants had a BMI well below the recommended 50th percentile. One important characteristic of the cohort in this study was the frequent number of PEx, with seven out of 12 participants admitted at least once for IV antibiotics. It appears that those with poor nutritional status are more susceptible to acute respiratory exacerbations. With further significant declines in BMI common during periods of PEx (due to increased metabolic requirements), and the subsequent decline in lung function. This could, in part, explain the low survival rate seen in our patients.26,27,33 We propose that the most favorable picture for a child with CF is a low CF-SPS score (within an individual’s green zone), with a higher BMI percentile. In contrast, a child with a low BMI and CF-SPS scores frequently in the red zone reveals an unfavorable health status.

We observed that there were 46 CF-SPS scores that fell within the red zone (spikes) during the study period. However, 31 of these did not result in admission for IV antibiotics. There could be many reasons for this outcome, for example, the green zone may underestimate the range of healthy states and therefore small spikes are frequently identified when the child is doing well and does not need additional hospital-based treatment. The CF-SPS relies on the honesty of the participant or proxy and therefore it may be possible that the information provided was biased to avoid admission. We have observed several occasions when an admission for the treatment of a PEx has been strongly recommended by the clinician but refused by the patient and/or family. It is worth noting that in Oman no home care is available so all IV treatment requires a lengthy hospital stay, which can be very disruptive for families.

As this study represents the longitudinal findings for only 12 patients, the extent to which they can be generalized to other patient groups is limited. While it may be statistically desirable for there to have been a larger sample size, clinical factors constrained this and these 12 patients constituted all of patients with CF available who make use of the local regional hospital. We would welcome the use of this survey in other clinical centers to enhance the generalizability of these findings.

Cultural, social, educational, and economic factors undoubtedly play a major role in CF care in Oman, influencing attitudes towards illness and treatment compliance, and in turn may affect the number of admissions, type of treatment children receive, and ultimately, the outcome. For example, according to the World Health Organization world health statistics 2013, literacy in Oman is around 87% among adults aged 15 or over.40 However, the 13% who remain illiterate are thought to be living in rural/mountainous regions such as in the north Al Batinah region of Oman, in which this study was conducted. Socioeconomic status is known to have a major influence on outcomes in CF, with more frequent PEx and significantly lower BMI and lung function being associated with lower incomes.41,42 This may in part explain the poor health status observed among some of the participants.

The CF-SPS was generally well received by participants and their families. Many parents appeared to welcome its inclusion into their regular scheduled clinical visit as it involved a one-to-one aspect to their visit, and provided an opportunity for them to freely share how they considered their child to be doing. Parents appreciated a listening ear and the empathetic approach, a core aspect of the nursing role.43 Used systematically over many clinic visits, the CF-SPS became a familiar part of the routine and a platform for discussing other issues relating to the disease. Fostering better communication and understanding through this patient-centered time has been a positive part of this study. This is especially important in Middle Eastern culture, where building trust between caregiver and patient has to be established before personal information can be shared freely.44,45 Participants/parents can feel empowered when they feel listened to, leading to better collaboration, shared decision-making, and potentially improved adherence.22,46 This patient-centered approach to nursing care is a useful example of a culturally contextualized approach to professional practice.47

In the Arab world, it has been noted that the incidence of CF is believed to be higher than the reported rates as a result of under-diagnosis.48 To further compound this, the life expectancy for patients who have been diagnosed with CF in Oman is far lower than international expectations.12 Together these illustrate a significant problem in both the diagnosis and the management of CF. In response to this problem, it is essential that efforts are made to build beneficial and longitudinal health care relationships with patients and their families and to educate both patients and health professionals in best practice in managing CF within the Omani context. The CF-SPS is one tool that can help
with this endeavor.

Conclusion

We propose that the CF-SPS could benefit clinicians and other health care professionals in making decisions regarding treatment and diagnosis. It is a practical tool especially suitable for use in regular clinic visits, and limited resource settings. It provides a standardized way of assessing and monitoring the changing health status of children with CF, giving a unique and ongoing picture of their health status. Additionally, tracking the relationship between BMI and the CF-SPS provides an additional dimension bringing together respiratory and nutritional elements that are so interlinked in this complex disease. Finally, the CF-SPS along with other clinical measures provides important information that aids the clinician, highlighting patients most at risk and in need of
closer monitoring and intervention.

Disclosure

The authors declared no conflicts of interest. This research was funded by a grant from The Oman Research Council (TRC Grant #ORG OMC HSS 10 008).

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